Commitment to Your Private Information:
Insight Financial Strategists has a long-standing policy of protecting the confidentiality and security information we collect about our clients. We do not, and will not, share nonpublic personal information about you (“Information”) with outside third parties without your prior consent, unless compelled to do so by law. This notice has been provided to you to describe the Information we may gather and the situations under which we may need to share it.
By signing the Financial Planning Services Agreement, you are making an affirmative declaration of permission to disclose such information, under the policy
further outlined below.
Why We Collect and How We Use Information
We limit the collection and use of Information within our firm to only those individuals associated or employed with us that must have the Information to provide financial services to you. Such services include maintaining your accounts, processing transaction requests, providing financial planning, financial consultation, and other services described in our Form ADV.
How We Gather Information
We get most Information directly from you when you provide us with information from any of the following sources:
● Applications or forms (for example: name, address, social security number, birthdate, assets, income, financial history)
● Transactional activity in your account (for example: trading history and account balances)
● Information services and consumer reporting sources (for example: to verify your identity or to assess your credit history)
● Information provided by you through software that we use to perform our work
● Other sources with your consent (for example: your insurance professional, attorney, or accountant)
How We Protect Information
Our employees and affiliated persons are required to protect the confidentiality of the Information and to comply with our stated policies. They may access Information only when there is an acceptable reason to do so, such as to service your account or provide you with financial services. Employees who violate
Sharing Information with Other Companies Permitted Under Law
We do not disclose Information obtained in the course of our practice unless affirmatively consented to by you in advance, except as required or permitted under law. With your prior consent, permitted disclosures include, for instance, providing information to unrelated third parties who need to know such Information in order to assist us with the providing services to you. Unrelated third parties may include broker/dealers, mutual fund companies, insurance companies, and the custodian with which your assets are held. In such situations, we stress the confidential nature of information being shared.